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Dmitry Pinkenberg

CRD# 2539064·Registered 1994 - 1998
Previously Registered: Being a previously registered professional could mean that Dmitry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dmitry Pinkenberg, who also goes by James Berg, Jim Berg, was a registered financial advisor. Dmitry was a previously registered financial professional and started their career in finance 1994 - 1998. Dmitry had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Berg, Jim Berg

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

DANALLEN INVESTMENT GROUP INC.·CRD# 38968
BD
Astoria, NY
October 20, 1997 - February 25, 1998
GREAT AMERICAN FINANCIAL NETWORK, INC.·CRD# 14108
BD
Norcross, GA
August 22, 1996 - October 13, 1997
DOMINARI SECURITIES LLC·CRD# 18975
BD
New York, NY
December 5, 1995 - March 20, 1996
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
October 10, 1994 - December 15, 1995

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Current Firm

DI
DANALLEN INVESTMENT GROUP INC.

BULLRUN SECURITIES GROUP, INC. | WINTHROP INVESTMENT GROUP INC. | DANALLEN INVESTMENT GROUP, INC. | DANALLEN INVESTMENT GROUP INC.

CRD#: 38968 / SEC#: 8-48482
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

New York since 05/23/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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