DS
Douglas E. Sager
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CRD#: 2538982
DS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Eric Sager was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2007. Douglas had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/29/2017 - DREHKH Property LLC - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - 2 Hours Per Month / 0 Hours During Trading - DREHKH Property LLC; Charleston, IL.
2. 11/29/2017 - Sager Financial Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date 11/21/2016 - 200 Hours Per Month / 150 Hours During Trading - Sager Financial Services; Owner.
3. 11/29/2017 - Maynerich Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - CPA Affiliate - Start Date 12/29/2016 - 1 Hours Per Month / 1 Hours During Trading.
4. 11/29/2017 - Maynerich Financial, Inc. - Investment Related - 405 N Springfield Street, Virden, IL 62690 - Non-Variable Insurance - CPA Affiliate/Agent - Start Date 12/29/2016 - 1 Hours Per Month / 1 Hours During Trading - Maynerich Financial, Inc.; Life Insurance, Long-Term Care Insurance, Disability Insurance and Fixed Annuity.
5. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
6. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
7. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
8. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
9. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
10. 11/29/2017 - Brittany Ridge Homeowners Association - Not Investment Related - At Reported Business Location(s) - Non-Profit Board Member - President/Board Member - Start Date 2008 - 5 Hours Per Month / 0 Hours During Trading - Brittany Ridge Homeowners Association; President/Board Member.
11. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
12. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
13. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
14. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
15. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
16. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
17. 11/29/2017 - Doug Sager Real Estate Rental - Not Investment Related - Charleston, IL - Real Estate Rental - Owner/manager - Start Date 1996 - Doug Sager Real Estate Rental; Charleston, IL.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 15, 2021 - September 23, 2024
ICA GROUP WEALTH MANAGEMENT, LLC
RIA
CRD#: 311419
Charleston, IL
Past
November 29, 2017 - April 7, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLESTON, IL
Past
November 29, 2017 - April 7, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLESTON, IL
Past
December 12, 2007 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
VIRDEN, IL
Past
October 1, 2007 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
VIRDEN, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IG
ICA GROUP WEALTH MANAGEMENT, LLC
AGATE FINANCIAL SERVICES | WILLSON & COMPANY | SAGER FINANCIAL | RIDGETOWN INVESTMENTS | MINDHAM WEALTH ADVISORY | MAYNERICH FINANCIAL | IWEALTH | INVESTMENT CENTER ADVISOR GROUP | ILS FINANCIAL | ICA GROUP WEALTH MANAGEMENT, LLC | HFN | FIRST NORTHERN ADVISORS | DUNNIGAN FINANCIAL GROUP | CROSSROADS FINANCIAL SERVICES, LLC | CORNER POST FINANCIAL PLANNING | CHOICE WEALTH | CALLAN WEALTH MANAGEMENT
CRD#: 311419 / SEC#: 801-120855
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Contact information
Main Address
2000 S. Colorado Blvd, Annex Bldg Suite 315, Denver, CO 80222
Mailing Address
Phone number
(720) 758-8000
Established
Firm type
Fiscal year end
# of Employees
45
Regulatory assets under management
| Total Number of Accounts | 6,308 |
| AUM (Assets Under Management) | $ 1,161,142,958 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
