Leo Harmon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo Harmon JR, who also goes by Leo Harmon, was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 1997. Leo had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2022 - March 18, 2025
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.
May 25, 2016 - March 18, 2025
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
August 12, 1997 - August 3, 2000
AMERIPRIME FINANCIAL SECURITIES, INC.
Primary Firm SEC Registration
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.
CRD#: 319065 / SEC#: 801-123569
State Registrations and Notice Filings
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Exams
Current Firm
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.
CRD#: 319065 / SEC#: 801-123569
Contact information
Red Flags
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