DS
Darin M. Snow
DENVER PWM
Denver, CO 80222
Some features on this profile are disabled
CRD#: 2538912
DS
Professional summary
Darin Michael Snow, CIMA® is a registered financial advisor currently at DENVER PWM, LLC located in Denver, Colorado.
Darin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Darin has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Darin Michael Snow holds an insurance license to sell limited insurance products. It is anticipated that a small portion, less than (10%) of his time, will be spent providing these insurance products. He may receive compensation from selling insurance products and therefore receive economic benefit for this activity.
Sole owners of Rental Property, compensated for leasing the property through lease agreement, 0 hours dedicated to OBA during the month, not investment related
Does business as Denver Private Wealth Advisors to market the services he provides.
CRS (Client Relationship Summary) - RIA
Click below to view Darin Michael Snow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 9, 2014 - Present
DENVER PWM, LLC
Office #1: 2000 South Colorado Boulevard Tower One Suite 3700, Denver, CO 80222RIA
CRD#: 171139
Denver, CO
Past
April 1, 2010 - May 28, 2014
GILL CAPITAL PARTNERS, LLC
RIA
CRD#: 14559
DENVER, CO
Past
September 23, 2003 - April 6, 2010
FORVIS MAZARS WEALTH ADVISORS, LLC
RIA
CRD#: 110905
DENVER, CO
Past
April 12, 1999 - August 26, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
DENVER, CO
Past
October 21, 1994 - August 26, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DP
DENVER PWM, LLC
DENVER PRIVATE WEALTH MANAGEMENT | VISTA PRIVATE WEALTH PARTNERS LLC | SPICER, ROBERT A | HARMONY PRIVATE CLIENT ADVISERS | FLOURISH FINANCIAL PARTNERS | FFEC ADVISORY GROUP LLC | EXECUTIVE WEALTH PLANNING PARTNERS | DENVER PWM, LLC
CRD#: 171139 / SEC#: 801-79624
RIA
Registered Investment Advisory firm - (4/24/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(5/9/2014)
IAR
Texas(1/5/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DP
DENVER PWM, LLC
DENVER PRIVATE WEALTH MANAGEMENT | VISTA PRIVATE WEALTH PARTNERS LLC | SPICER, ROBERT A | HARMONY PRIVATE CLIENT ADVISERS | FLOURISH FINANCIAL PARTNERS | FFEC ADVISORY GROUP LLC | EXECUTIVE WEALTH PLANNING PARTNERS | DENVER PWM, LLC
CRD#: 171139 / SEC#: 801-79624
RIA
Registered Investment Advisory firm - (4/24/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2000 South Colorado Boulevard Tower One Suite 3700, Denver, CO 80222
Mailing Address
Phone number
(720) 354-3850
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,078 |
| AUM (Assets Under Management) | $ 554,076,246 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
