Ajay Kaisth
KAI ADVISORS
Princeton Jct, NJ
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CRD#: 2538888
Professional summary
Ajay Kaisth, CFP® is a registered financial advisor currently at KAI ADVISORS located in Princeton Jct, New Jersey.
Ajay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ajay has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Our aim is to help you achieve peace of mind regarding your finances through sound advice, by guiding you through the several financial decisions you will face in your lifetime.
We offer financial planning services to help balance your resources and spending with your lifetime goals. We offer investment management services to help you grow your assets so that you can achieve your goals with the level of risk you are comfortable with.
We keep our costs low by using technologically advanced tools and techniques, a disciplined approach, and have a low over-head. We share the savings with you.
We accept no commissions or any other payments from any financial product or service provider. As fiduciaries, we work only for you, in your best interest.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Education Planning
Insurance Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Investment Planning
Do you have an area of expertise or specialization?
Business Owners
College/Education Planning
Estate & Generational Planning...
Investment Advice with Ongoing...
Medical Professionals
Retirement Plan Investment Adv...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ajay Kaisth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
March 31, 2010 - Present
KAI ADVISORS
RIA
CRD#: 137833
Princeton Jct, NJ
Past
December 22, 2009 - March 23, 2010
ICICI GROUP GLOBAL PRIVATE CLIENTS
RIA
CRD#: 106251
NEW YORK, NY
Past
March 7, 2006 - August 15, 2008
KAI ADVISORS
RIA
CRD#: 137833
PRINCETON JCT, NJ
Past
October 27, 1994 - June 19, 1998
FINANCIAL SQUARE PARTNERS
BD
CRD#: 1541
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(3/31/2010)
IAR
New York(9/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
KAI ADVISORS
KAI ADVISORS | KAISTH, AJAY | KAI ADVISORS, LLC
CRD#: 137833 / SEC#:
Colorado
Registered Investment Advisory firm - (4/2/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/31/2010 Approved)New York
Registered Investment Advisory firm - (5/19/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Princeton Jct, NJ
Mailing Address
Phone number
(609) 514-1122
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 57,493,488 |
Red Flags
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