Scott D. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Miller was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1994. Scott had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2005 - January 28, 2013
S.C. PARKER & CO., INC.
June 15, 2001 - March 17, 2005
CITICORP INVESTMENT SERVICES
September 26, 1994 - April 19, 2001
S.C. PARKER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S.C. PARKER & CO., INC.
CRD#: 734 / SEC#: , 8-11979
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
