Lawrence Joseph Pross
Professional Summary
Lawrence Joseph Pross, who also goes by Lawrence Pross, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1997 - 1998. Lawrence had worked at 3 firms and has passed the Series 63, Series 7 and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lawrence Pross
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
MINTZ, WOLFF & COMPANY, INC. | WOLFF INVESTMENT GROUP INCORPORATED
Contact Information
Established
New York since 02/09/1988Firm Type
CorporationFiscal Year End
JuneDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASSIN, MICHAEL A | SHAREHOLDER | — |
| SCHAEN, PATRICIA ANN | PRESIDENT, DIRECTOR | 412379 |
| ABER, STANLEY | SHAREHOLDER | — |
| ADLER, LEN | FINOP | 2721453 |
| BREWSTER, BRUCE | SHAREHOLDER | 30219 |
| KAMEL, NANCY PRAGER | SHAREHOLDER | 4371829 |
| MICHAEL BIDDLE | SHAREHOLDER | — |
| RUSSELL, VIRGINIA DE G | SHAREHOLDER | — |
| SPINELLA, GERALDINE ANNE | SHAREHOLDER | 1014228 |
Disclosures
Regulatory Event
6Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Dec 1996Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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