Jenny Q. Ta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jenny Quyen Ta, who also goes by Jenny Ta, Jenny My Ta, Jennyquyen My Ta, Jenny Tapham, Jennyquyen My Tapham, Jennyquyen Tapham, was a registered financial professional .
Jenny is a previously registered financial professional and started their career in finance in 1994. Jenny had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2004 - December 31, 2009
TITAN SECURITIES
September 25, 2001 - August 13, 2004
FINANCE 500, INC.
May 14, 1999 - December 20, 2001
VANTAGE INVESTMENTS
February 21, 1996 - July 20, 1999
PROVIDENTIAL SECURITIES, INC.
November 6, 1995 - November 14, 1996
H.J. MEYERS & CO., INC.
January 4, 1995 - November 14, 1995
DAEHAN SECURITIES, INC.
December 2, 1994 - December 23, 1994
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN SECURITIES
CRD#: 131392 / SEC#: , 8-66462
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 70,000,000 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
