Thomas N. Denkler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Neil Denkler was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1994. Thomas had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2012 - December 8, 2016
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
January 7, 2004 - July 10, 2007
PINEBRIDGE SECURITIES LLC
May 26, 2000 - December 31, 2001
SENTRA SECURITIES CORPORATION
July 15, 1997 - May 30, 2000
COREBRIDGE CAPITAL SERVICES, INC.
October 3, 1994 - July 15, 1997
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
CRD#: 157767 / SEC#: , 8-68860
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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