JD
Joel A. Dykman
MADISON INVESTMENT ADVISORS
MEQUON, WI 53092
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CRD#: 2538480
JD
Professional summary
Joel Arthur Dykman, who also goes by Joel Dykman, is a registered financial advisor currently at MADISON INVESTMENT ADVISORS, LLC located in Mequon, Wisconsin and MFD DISTRIBUTOR, LLC located in Madison, Wisconsin.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Joel has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joel Dykman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The registered representative is employed by member's parent firm, Madison Investment Holdings, Inc., 550 Science Drive, Madison, WI 53711 and provides services to its affiliated investment adviser firms, including Madison Investment Advisors, LLC and Madison Asset Management, LLC. See item 12 for information regarding start date and position held. Hours vary but will be during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Arthur Dykman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2021 - Present
MADISON INVESTMENT ADVISORS, LLC
Office #1: 1500 West Market Street Suite 275, Mequon, WI 53092RIA
CRD#: 110297
MEQUON, WI
Current
August 6, 2021 - Present
MFD DISTRIBUTOR, LLC
Office #1: 550 Science Drive, Madison, WI 53711BD
CRD#: 44930
MADISON, WI
Past
March 7, 2011 - June 11, 2021
REINHART PARTNERS, LLC
RIA
CRD#: 106432
MEQUON, WI
Past
January 31, 2007 - February 11, 2011
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
MILWAUKEE, WI
Past
June 19, 1998 - December 31, 2002
JOHNSON ASSET MANAGEMENT INC
RIA
CRD#: 105209
RACINE, WI
Past
June 19, 1998 - March 10, 2011
OPTIQUE CAPITAL MANAGEMENT, INC.
RIA
CRD#: 105209
MILWAUKEE, WI
Past
January 3, 1995 - January 7, 1997
M&I FINANCIAL ADVISORS, INC
BD
CRD#: 16517
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MADISON INVESTMENT ADVISORS, LLC
MADISON INVESTMENT ADVISORS, LLC | MOSAIC FUNDS | MADISON SCOTTSDALE | MADISON MOSAIC LLC | MADISON MOSAIC FUNDS
CRD#: 110297 / SEC#: 801-52751
RIA
Registered Investment Advisory firm - (8/29/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/28/2024)
RR
Alaska(2/28/2024)
RR
Arizona(2/28/2024)
RR
Arkansas(2/28/2024)
RR
California(2/28/2024)
RR
Colorado(2/28/2024)
RR
Connecticut(2/28/2024)
RR
Delaware(2/28/2024)
RR
Florida(2/28/2024)
RR
Georgia(2/28/2024)
RR
Hawaii(2/28/2024)
RR
Idaho(2/28/2024)
RR
Illinois(2/28/2024)
RR
Indiana(2/28/2024)
RR
Iowa(2/28/2024)
RR
Kansas(2/28/2024)
RR
Kentucky(2/28/2024)
RR
Louisiana(2/28/2024)
RR
Maine(2/28/2024)
RR
Maryland(2/28/2024)
RR
Massachusetts(2/28/2024)
RR
Michigan(2/28/2024)
RR
Minnesota(2/28/2024)
RR
Mississippi(2/28/2024)
RR
Missouri(2/28/2024)
RR
Montana(2/28/2024)
RR
Nebraska(2/28/2024)
RR
Nevada(2/28/2024)
RR
New Hampshire(2/28/2024)
RR
New Jersey(2/28/2024)
RR
New Mexico(2/28/2024)
RR
New York(2/28/2024)
RR
North Carolina(2/28/2024)
RR
North Dakota(2/28/2024)
RR
Ohio(2/28/2024)
RR
Oklahoma(2/28/2024)
RR
Oregon(2/28/2024)
RR
Pennsylvania(2/28/2024)
RR
Rhode Island(2/28/2024)
RR
South Carolina(2/28/2024)
RR
South Dakota(2/28/2024)
RR
Tennessee(2/28/2024)
RR
Texas(2/28/2024)
RR
Utah(2/28/2024)
RR
Vermont(2/28/2024)
RR
Virginia(2/28/2024)
RR
Washington(2/28/2024)
RR
West Virginia(2/28/2024)
IAR
Wisconsin(7/1/2021)
RR
Wisconsin(8/6/2021)
RR
Wyoming(2/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/6/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MADISON INVESTMENT ADVISORS, LLC
MADISON INVESTMENT ADVISORS, LLC | MOSAIC FUNDS | MADISON SCOTTSDALE | MADISON MOSAIC LLC | MADISON MOSAIC FUNDS
CRD#: 110297 / SEC#: 801-52751
RIA
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Contact information
Main Address
550 Science Drive, Madison, WI 53711
Mailing Address
Phone number
(608) 274-0300
Established
Firm type
Fiscal year end
# of Employees
94
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,949 |
| AUM (Assets Under Management) | $ 13,346,155,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297Mequon, WI 53092TRUST BUT VERIFY
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