Steven J. Hurtig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jeffrey Hurtig was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1966. Steven had worked at 5 firms and has passed the Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1988 - May 10, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 28, 1985 - August 26, 1986
PIONEER DIVERSIFIED INVESTMENTS, INC.
July 12, 1974 - March 5, 1986
FIRST BISCAYNE CORPORATION
August 6, 1971 - June 9, 1974
BLYTH EASTMAN DILLON & CO. INCORPORATED
June 28, 1966 - August 29, 1971
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/24/1966
Registered Representative ExaminationF04
Date: 6/15/1974
Financial Principal ExaminationSeries 00
Date: 6/1/1974
General Securities Principal ExaminationCurrent Firm
INTEGRATED RESOURCES EQUITY CORPORATION
CRD#: 6403 / SEC#: , 8-15459
Contact information
Documents
Red Flags
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