Philip E. Bruno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Edward Bruno was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1994. Philip had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2016 - February 1, 2017
NSX SECURITIES LLC
November 7, 2011 - March 31, 2014
CBOE TRADING, INC.
August 27, 2007 - October 19, 2011
DE ROUTE
April 20, 2005 - August 16, 2007
FIREFLY CAPITAL, INC.
April 9, 1996 - April 28, 1999
FURTHER LANE SECURITIES, L.P.
October 25, 1994 - March 28, 1996
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/24/2006
Limited Representative-Equity Trader ExamCurrent Firm
NSX SECURITIES LLC
CRD#: 141378 / SEC#: , 8-67385
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
