Jacqueline E. Garcia-evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline E. Garcia-evans, who also goes by Jackie Elvira Garcia, Jacqueline E Garcia-evans, Jacqueline E Garciaevans, Jacqueline E. Grasso, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 2002. Jacqueline had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2021 - April 5, 2024
CWS INVESTMENTS
June 18, 2021 - April 5, 2024
CWS CAPITAL PARTNERS LLC
June 18, 2021 - April 5, 2024
CWS INVESTMENTS
July 13, 2015 - March 13, 2020
SILVERSAGE ADVISORS
May 6, 2015 - July 8, 2019
GENEOS WEALTH MANAGEMENT, INC.
January 29, 2014 - May 11, 2015
OSAIC WEALTH, INC.
January 26, 2009 - December 31, 2014
LIBERTY WEALTH MANAGEMENT, LLC
May 6, 2008 - May 11, 2015
OSAIC WEALTH, INC.
January 7, 2002 - May 6, 2003
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
CWS INVESTMENTS
CRD#: 23551 / SEC#: , 8-40494
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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