Michael E. Chadwick
CHADWICK FINANCIAL ADVISORS | Founder and President of Chadwick Financial Advisors
Canton, CT 06019
CRD#: 2538140
Professional summary
Michael Edward Chadwick, CFP®, ChFC®, CLU®, who also goes by Mike Chadwick, is a registered financial advisor currently at CHADWICK FINANCIAL ADVISORS, LLC located in Canton, Connecticut and FISCAL WISDOM WEALTH MANAGEMENT LLC located in Canton, Connecticut.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Biography
Independent Financial Advisor, Fiduciary, Thought Leader, Value Investor. We help with all areas of financial planning including pensions, business purchase and sales, investment management, estate planning, college planning and retirement income.
Question & Answer
What are your service offerings?
Financial Planning,
Investment Management,
Tax Planning,
Trust Services,
Retirement Planning,
Estate Planning,
Business Planning,
Business Valuation and Exit Pl...
Individual Insurance (Life, He...
Financial Coaching
Do you have an area of expertise or specialization?
College Planning,
Customized Portfolios,
Divorce Planning,
Endowments and Charities,
Estate Planning,
Executive Compensation (ISO, R...
FIRE (Financial Independence R...
High Net Worth Planning,
Investment Management,
Philanthropic and Non-Profit,
Real Estate (LLP, REIT's, Priv...
Retirement Planning,
Risk Management and Insurance ...
Special Needs Families,
Small Business Planning,
Tax Planning and Preparation,
Trust and Estate Planning
What is your minimum asset requirement?
100K
How do you get paid?
Fee-Only,
Retainer,
Hourly Charges,
% of AUM
Are you a "fiduciary"?
Yes
Aliases
Mike Chadwick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance Sales - SOLE PROPRIETOR, 61 MAPLE AVE, CANTON, CT, 6/1994, SELLING LIFE, DISABILITY, HEALTH, & LTC PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. APPROXIMATELY 5 HOURS PER MONTH. 2) Property Holding Co. 61 MAPLE AVE, CANTON, CT, 10/2016 AS OWNER OF LLC THAT OWNS COMMERCIAL PROPERTY, NIR - 1/MO - 0/TRADING, NO DUTIES. 3) Chadwick Financial Advisors, LLC (CT state IA); Investment-Related; 61 Maple Ave, Canton, CT; Financial Advisor; CCO/Managing Member/Investment Advisor Representative; 03/2015; 0 hrs/mo; 0 hrs/mo during securities trading hours; no business at this time. 4) Outside RIA Fiscal Wisdom Wealth Management (SEC IA) (Previously named: Portsmouth-SmartLife Financial Group, LLC); Investment-Related; 61 Maple Ave, Canton, CT; Investment Advisor; Investment Adviser Representative; 20% of time spent; 20% of time spent during securities trading hours; 5) College Counseling. 61 MAPLE AVE, CANTON, CT. 1 hour per week. 7) Farm Business. Family business on personal property. No hours during normal business hours or Securities trading hours. 8) Estate Transfer Service, 61 Maple Ave, Canton, CT 06019; 1 hour per week during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Chadwick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
May 8, 2019 - Present
CHADWICK FINANCIAL ADVISORS, LLC
Office #1: 61 Maple Ave., Canton, CT 06019Office #2: 226 S. Main Street, Thomaston, CT 06787Office #3: 51 Depot Street Suite 111, Watertown, CT 06795RIA
CRD#: 300584
Canton, CT
Current
June 12, 2019 - Present
FISCAL WISDOM WEALTH MANAGEMENT LLC
Office #1: 61 Maple Avenue, Canton, CT 06019RIA
CRD#: 168299
Canton, CT
Current
September 5, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 226 South Main Street, Thomaston, CT 06787Office #2: 61 Maple Avenue Suite 1, Canton, CT 06019BD
CRD#: 44856
Thomaston, CT
Past
August 8, 2019 - July 29, 2020
CLARAPHI ADVISORY NETWORK, LLC
RIA
CRD#: 165868
Canton, CT
Past
May 8, 2019 - June 3, 2019
THE PUTNEY FINANCIAL GROUP LLC
RIA
CRD#: 111639
Unionville, CT
Past
May 7, 2019 - May 21, 2019
PORTSMOUTH FINANCIAL SERVICES
RIA
CRD#: 13980
Canton, CT
Past
May 6, 2019 - December 31, 2024
PORTSMOUTH FINANCIAL SERVICES
BD
CRD#: 13980
Canton, CT
Past
March 28, 2005 - June 4, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
UNIONVILLE, CT
Past
March 15, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
UNIONVILLE, CT
Past
March 15, 2005 - June 4, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
UNIONVILLE, CT
Past
January 10, 2002 - March 18, 2005
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
FARMINGTON, CT
Past
May 3, 1999 - March 18, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
April 20, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
September 27, 1994 - April 3, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 27, 1994 - April 3, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FISCAL WISDOM WEALTH MANAGEMENT LLC
BGS FINANCIAL SERVICES, LLC | ZITO WEALTH STRATEGIES, INC. | THE RETIREMENT ADVISORS OF NE, INC. | SMARTLIFE FINANCIAL GROUP LLC | SEVEN VENTURES WEALTH MANAGEMENT, LLC | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC. | PORTSMOUTH - SMARTLIFE FINANCIAL GROUP, LLC | PLUSPOINT ADVISORS | MILESTONE WEALTH MANAGEMENT | LIFE PLAN RETIREMENT PARTNERS, LLC | KOSIC FINANCIAL GROUP | INSPIRE WEALTH ADVISORY | HERITAGE ASSET MANAGEMENT | GOLD STANDARD FINANCIAL SERVICES, LLC | FORTEM ADVISORS | FISCAL WISDOM WEALTH MANAGEMENT LLC | FISCAL WISDOM WEALTH MANAGEMENT | DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC. | DAVENPORT WEALTH MANAGEMENT LLC | CHADWICK FINANCIAL ADVISORS
CRD#: 168299 / SEC#: 801-119231
RIA
Registered Investment Advisory firm - (8/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/1/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (12/1/2020 Terminated)Florida
Registered Investment Advisory firm - (12/1/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/22/2020 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/1/2020 Terminated)North Dakota
Registered Investment Advisory firm - (12/1/2020 Terminated)Ohio
Registered Investment Advisory firm - (12/1/2020 Terminated)Vermont
Registered Investment Advisory firm - (12/1/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2024)
IAR
Connecticut(5/8/2019)
RR
Connecticut(9/5/2024)
IAR
Florida(6/20/2019)
RR
Florida(9/5/2024)
IAR
Georgia(6/13/2019)
RR
Georgia(9/5/2024)
RR
Kansas(9/5/2024)
IAR
Maryland(3/27/2020)
RR
Maryland(9/5/2024)
RR
Massachusetts(9/5/2024)
RR
New Jersey(9/5/2024)
RR
New York(9/5/2024)
IAR
North Carolina(6/12/2019)
RR
North Carolina(1/3/2025)
IAR
Ohio(6/12/2019)
RR
Ohio(9/5/2024)
RR
Rhode Island(9/5/2024)
RR
South Carolina(9/5/2024)
IAR
Vermont(3/18/2020)
RR
Vermont(9/5/2024)
RR
Washington(9/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FISCAL WISDOM WEALTH MANAGEMENT LLC
BGS FINANCIAL SERVICES, LLC | ZITO WEALTH STRATEGIES, INC. | THE RETIREMENT ADVISORS OF NE, INC. | SMARTLIFE FINANCIAL GROUP LLC | SEVEN VENTURES WEALTH MANAGEMENT, LLC | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC. | PORTSMOUTH - SMARTLIFE FINANCIAL GROUP, LLC | PLUSPOINT ADVISORS | MILESTONE WEALTH MANAGEMENT | LIFE PLAN RETIREMENT PARTNERS, LLC | KOSIC FINANCIAL GROUP | INSPIRE WEALTH ADVISORY | HERITAGE ASSET MANAGEMENT | GOLD STANDARD FINANCIAL SERVICES, LLC | FORTEM ADVISORS | FISCAL WISDOM WEALTH MANAGEMENT LLC | FISCAL WISDOM WEALTH MANAGEMENT | DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC. | DAVENPORT WEALTH MANAGEMENT LLC | CHADWICK FINANCIAL ADVISORS
CRD#: 168299 / SEC#: 801-119231
RIA
Registered Investment Advisory firm - (8/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/1/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (12/1/2020 Terminated)Florida
Registered Investment Advisory firm - (12/1/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/22/2020 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/1/2020 Terminated)North Dakota
Registered Investment Advisory firm - (12/1/2020 Terminated)Ohio
Registered Investment Advisory firm - (12/1/2020 Terminated)Vermont
Registered Investment Advisory firm - (12/1/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
61 Maple Avenue, Canton, CT 06019
Mailing Address
Phone number
(678) 202-4066
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,579 |
| AUM (Assets Under Management) | $ 259,793,557 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FISCAL WISDOM WEALTH MANAGEMENT LLC
Founder and President of Chadwick Financial AdvisorsCRD#: 168299Canton, CT 06019TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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