Marc C. Oleary

WOODMEN FINANCIAL SERVICES

Omaha, NE 68102

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CRD#: 2538110

Professional summary

Marc Colin Oleary, who also goes by Marc Colin O'leary, is a registered financial professional currently at WOODMEN FINANCIAL SERVICES, INC. located in Omaha, Nebraska.

Marc is registered as a RR (Registered Representative) and started their career in finance in 1994. Marc has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marc Colin O'leary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc Colin Oleary's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2018 - Present

WOODMEN FINANCIAL SERVICES, INC.

Office #1: 1700 Farnam Street, Omaha, NE 68102

CRD#: 117365

Omaha, NE

Past

December 14, 2004 - April 10, 2018

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

OMAHA, NE

Past

September 11, 2002 - April 28, 2004

SMITH HAYES ADVISERS INC

RIA

CRD#: 110776

OMAHA, NE

Past

June 4, 2002 - April 28, 2004

SMITH HAYES FINANCIAL SERVICES CORPORATION

CRD#: 17059

LINCOLN, NE

Past

October 10, 1997 - June 3, 2002

KFS BD, INC.

CRD#: 490

OMAHA, NE

Past

February 8, 1995 - May 27, 1997

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

November 21, 1994 - January 12, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(4/9/2018)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WOODMEN FINANCIAL SERVICES, INC.

CRD#: 117365 / SEC#: , 8-53592

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

1700 Farnam Street, Omaha, NE 68102

Mailing Address

1700 Farnam St., Omaha, NE 68102

Phone number

(877) 664-3332

Established

Nebraska since 07/11/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WFS HOLDINGS, INC.	100% OWNER OF WOODMEN FINANCIAL SERVICES, INC.
BENGTSON, CYNTHIA SHAWN	DIRECTOR AND CHAIRMAN	6073749
BUDERUS, TIMOTHY KEVIN	PRESIDENT, CEO AND DIRECTOR	3083401
DARLING, DANIEL RUSSELL	SENIOR SALES MANAGER	5220507
DAY, JACOB MICHAEL	DIRECTOR	5003086
DRIFFILL, CHARLES REICH JR.	DIRECTOR	5239194
EBLEN, LINDSEY JEAN	FINOP AND REVIEW PRINCIPAL (CFO)/TREASURER	4496236
OLARI, NICHOLAS CONNER	DIRECTOR AND SECRETARY	6079027
PORTER, RAHJA	CHIEF COMPLIANCE OFFICER	6860469
ROSAUER, ADAM THOMAS	MANAGER OF OPERATIONS	4761408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc C. Oleary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc Colin Oleary's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC SELECT DISTRIBUTORS, LLC

SMITH HAYES ADVISERS INC

SMITH HAYES FINANCIAL SERVICES CORPORATION

KFS BD, INC.

NATIONAL CLEARING CORP.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/2001

Series 63

Date: 11/25/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/24/1994

Series 24

Date: 4/24/1997

FINRA

Current Firm

WOODMEN FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WOODMEN FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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