Brett Mitchell M. Creaven
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Mitchell M Creaven, who also goes by Brett Mitchel Creaven, Brett M Creaven, was a registered financial professional .
Brett Mitchell is a previously registered financial professional and started their career in finance in 1995. Brett Mitchell had worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2025 - February 19, 2025
EQUITYZEN SECURITIES LLC
June 4, 2024 - July 17, 2024
AEGIS CAPITAL CORP.
January 16, 2024 - June 30, 2024
BAMBOO SECURITIES, LLC
February 25, 2021 - December 19, 2022
AEGIS CAPITAL CORP.
February 4, 2019 - March 8, 2021
EQUITABLE ADVISORS, LLC
November 27, 2017 - January 30, 2019
AEGIS CAPITAL CORP.
March 25, 2017 - September 13, 2017
MML INVESTORS SERVICES, LLC
November 4, 2011 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
October 2, 2009 - September 9, 2011
CAPITAL ONE INVESTMENT SERVICES LLC
September 27, 2007 - September 1, 2009
FLAGSTAR ADVISORS
May 8, 2006 - October 1, 2007
EQUITABLE ADVISORS, LLC
October 20, 2004 - September 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2002 - October 20, 2004
QUICK & REILLY, INC.
March 25, 2002 - July 25, 2002
F1 TRADING.COM, INC.
January 2, 2001 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
March 6, 2000 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
April 30, 1999 - March 9, 2000
CITICORP INVESTMENT SERVICES
May 20, 1998 - March 4, 1999
TD AMERITRADE, INC.
September 23, 1997 - June 5, 1998
BNY MELLON SECURITIES CORPORATION
September 27, 1995 - November 14, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
March 14, 1995 - May 3, 1995
COMPREHENSIVE CAPITAL CORPORATION
March 2, 1995 - October 4, 1995
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITYZEN SECURITIES LLC
CRD#: 281820 / SEC#: , 8-69689
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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