Lee Popper
Professional summary
Lee Popper, who also goes by Lee Dan Popper, Lee Daniel Popper, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in Boston, Massachusetts and STONEX FINANCIAL INC. located in Boston, Massachusetts.
Lee is registered as a RR (Registered Representative) and started their career in finance in 1995. Lee has worked at 3 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 9, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lee Popper's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2002 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 10 Post Office Square 9th Floor, North Tower, Boston, MA 02109June 18, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 10 Post Office Square 9th Floor, North Tower, Boston, MA 02109May 26, 1995 - July 29, 2002
WALL STREET ACCESS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2021)
(7/31/2002)
(7/23/2014)
(7/31/2002)
(7/31/2002)
(7/31/2002)
(12/26/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 4/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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