JG
Jennifer Gatherer
JANNEY MONTGOMERY SCOTT LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 2537839
JG
Professional summary
Jennifer Gatherer, who also goes by Jennifer Greenberg, Jennifer Greenburg, is a registered financial professional currently at JANNEY MONTGOMERY SCOTT LLC located in New York, New York.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1994. Jennifer has worked at 16 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 87, Series 3, Series 55, Series 7, Series 52, Series 10, Series 14, Series 9, Series 53, Series 4, Series 8 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jennifer Greenberg | Jennifer Greenburg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Gatherer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1166 Avenue Of The Americas 21st Floor, New York, NY 10036RIA
BD
CRD#: 463
New York, NY
Past
April 6, 2022 - January 25, 2023
FENNEL
BD
CRD#: 316281
Greenwich, CT
Past
September 9, 2020 - August 12, 2021
LIME TRADING CORP
BD
CRD#: 11826
NEW YORK, NY
Past
July 17, 2018 - August 21, 2020
BANCO DO BRASIL SECURITIES LLC
BD
CRD#: 132701
NEW YORK, NY
Past
June 11, 2014 - July 19, 2018
WEEDEN & CO.L.P.
RIA
CRD#: 16835
GREENWICH, CT
Past
June 11, 2014 - July 19, 2018
WEEDEN & CO.L.P.
BD
CRD#: 16835
GREENWICH, CT
Past
October 25, 2012 - June 23, 2014
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
RIA
CRD#: 108258
PALM BEACH GARDENS, FL
Past
March 5, 2012 - June 23, 2014
IMPERIAL CAPITAL, LLC
BD
CRD#: 43744
NEW YORK, NY
Past
February 1, 2010 - February 13, 2012
NATWEST MARKETS SECURITIES INC.
BD
CRD#: 11707
STAMFORD, CT
Past
September 28, 2004 - January 21, 2010
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
July 19, 2004 - September 8, 2004
MACQUARIE CAPITAL (USA) INC.
BD
CRD#: 36368
NEW YORK, NY
Past
May 21, 2003 - July 16, 2004
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
October 1, 2001 - May 21, 2003
ABBEY NATIONAL SECURITIES INC.
BD
CRD#: 112219
STAMFORD, CT
Past
July 9, 1999 - April 9, 2001
PRIME CHARTER LTD.
BD
CRD#: 25668
NEW YORK, NY
Past
May 20, 1999 - June 11, 1999
PRIME CHARTER LTD.
BD
CRD#: 25668
Past
January 13, 1998 - May 27, 1999
SANDS BROTHERS & CO., LTD.
BD
CRD#: 26816
NEW YORK, NY
Past
September 10, 1997 - December 18, 1997
W.J. NOLAN & COMPANY, INC.
BD
CRD#: 16465
NEW YORK, NY
Past
February 6, 1996 - September 9, 1997
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
BD
CRD#: 29771
MIAMI, FL
Past
September 16, 1994 - May 31, 1995
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/21/2023)
RR
Alaska(2/21/2023)
RR
Arizona(2/21/2023)
RR
Arkansas(2/21/2023)
RR
California(2/21/2023)
RR
Colorado(2/21/2023)
RR
Connecticut(2/21/2023)
RR
Delaware(2/21/2023)
RR
District of Columbia(2/21/2023)
RR
Florida(2/21/2023)
RR
Georgia(2/21/2023)
RR
Hawaii(2/21/2023)
RR
Idaho(2/21/2023)
RR
Illinois(3/1/2023)
RR
Indiana(2/21/2023)
RR
Iowa(2/21/2023)
RR
Kansas(2/21/2023)
RR
Kentucky(2/21/2023)
RR
Louisiana(2/21/2023)
RR
Maine(2/21/2023)
RR
Maryland(2/21/2023)
RR
Massachusetts(2/21/2023)
RR
Michigan(2/21/2023)
RR
Minnesota(2/21/2023)
RR
Mississippi(2/21/2023)
RR
Missouri(2/21/2023)
RR
Montana(2/21/2023)
RR
Nebraska(2/21/2023)
RR
Nevada(2/21/2023)
RR
New Hampshire(2/21/2023)
RR
New Jersey(2/21/2023)
RR
New Mexico(2/21/2023)
RR
New York(2/21/2023)
RR
North Carolina(2/21/2023)
RR
North Dakota(2/21/2023)
RR
Ohio(2/21/2023)
RR
Oklahoma(2/21/2023)
RR
Oregon(2/21/2023)
RR
Pennsylvania(2/21/2023)
RR
Puerto Rico(2/21/2023)
RR
Rhode Island(2/21/2023)
RR
South Carolina(2/21/2023)
RR
South Dakota(2/21/2023)
RR
Tennessee(2/21/2023)
RR
Texas(2/21/2023)
RR
Utah(2/21/2023)
RR
Vermont(2/21/2023)
RR
Virgin Islands(2/21/2023)
RR
Virginia(2/21/2023)
RR
Washington(2/21/2023)
RR
West Virginia(2/21/2023)
RR
Wisconsin(2/21/2023)
RR
Wyoming(2/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/31/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/2/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
