Russell O. Clifford
Professional summary
Russell Owen Clifford, CFP®, who also goes by Russ Owen Clifford, is a registered financial advisor currently at CLIFFORD FINANCIAL PLANNING, INC. located in Santa Rosa, California.
Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Russell has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Russell Owen Clifford's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
June 19, 2018 - Present
CLIFFORD FINANCIAL PLANNING, INC.
Office #1: 3035 Cleveland Avenue Suite 206, Santa Rosa, CA 95403May 30, 2014 - October 10, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 30, 2014 - October 10, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 26, 2007 - June 2, 2014
GROVE POINT INVESTMENTS, LLC
April 26, 1995 - April 26, 2007
FSC SECURITIES CORPORATION
October 11, 1994 - May 9, 1995
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/19/2018)
Exams
Current Firm
CLIFFORD FINANCIAL PLANNING, INC.
CRD#: 112978 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 269 |
| AUM (Assets Under Management) | $ 40,848,605 |
Red Flags
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Company Information
CLIFFORD FINANCIAL PLANNING, INC.
CRD#: 112978Santa Rosa, CA 95403TRUST BUT VERIFY
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