Moises Ramos Jr
Professional Summary
Moises Ramos JR, who also goes by Moises Ramos, was a registered financial advisor. Moises was a previously registered financial professional and started their career in finance 1995 - 2004. Moises had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Moises Ramos
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
RRK SECURITIES | SALOMON GREY FINANCIAL CORPORATION | SALOMON GREY FINANCIAL | RRK SECURITIES, INC.
Contact Information
Established
Texas since 09/22/1997Firm Type
CorporationFiscal Year End
SeptemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SALOMON GREY FINANCIAL GROUP, INC. | 75.1% SHAREHOLDER | — |
| ROBAR LLC | 24.9% DIRECT OWNER | — |
| CAROTHERS, SCOTT WILLIAM | FINANCIAL PRINCIPAL/FINOP | — |
| EDWARDS, GRANT ALAN | EXECUTIVE VICE PRESIDENT, DIRECTOR OF TRADING | 2745376 |
| ROWE, KYLE BROWNING | CHAIRMAN AND VICE-PRESIDENT, OWNER | 2310978 |
| SUTTON, KELLY | SROP | 2033974 |
Disclosures
Regulatory Event
5Civil Event
1Arbitration
5Financial
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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