Charles R. Querry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Richard Querry was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1995. Charles had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2003 - January 28, 2019
DH FREDERICK SECURITIES, INC.
December 1, 2000 - December 8, 2005
HUNTER WISE SECURITIES, LLC
August 26, 1999 - December 1, 2000
CAPSTONE INVESTMENTS
August 11, 1997 - May 14, 1999
GENEVE INTERNATIONAL CORPORATION
May 11, 1995 - July 22, 1997
A.M. RAZO & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DH FREDERICK SECURITIES, INC.
CRD#: 128095 / SEC#: , 8-66090
Contact information
Documents
Red Flags
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