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BM

Brendan J. Mcmahon

MIRAE ASSET SECURITIES (USA)
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 2537342
BM
Brendan Joseph McmahonMIRAE ASSET SECURITIES (USA)

Professional summary

Brendan Joseph Mcmahon is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 1994. Brendan has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 9 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan Joseph Mcmahon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 21, 2026 - Present

MIRAE ASSET SECURITIES (USA) INC.

Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019
BD
CRD#: 30679
NEW YORK, NY
Past

April 11, 2018 - April 4, 2024

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
New York, NY
Past

March 14, 2013 - November 11, 2016

TD ARRANGED SERVICES LLC

BD
CRD#: 122529
NEW YORK, NY
Past

May 29, 2003 - November 11, 2016

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

July 30, 1999 - May 21, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

January 2, 1997 - July 26, 1999

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

June 4, 1996 - January 2, 1997

THE CHICAGO CORPORATION

BD
CRD#: 1449
CHICAGO, IL
Past

October 21, 1994 - July 3, 1996

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/16/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/12/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/20/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/14/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/22/2001
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

MA
MIRAE ASSET SECURITIES (USA) INC.
DAEWOO SECURITIES (AMERICA) INC. | MIRAE ASSET SECURITIES (USA) INC.

CRD#: 30679 / SEC#: , 8-45034

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
810 Seventh Avenue 37th Floor, New York, NY 10019
Mailing Address
810 Seventh Avenue 37th Floor, New York, NY 10019
Phone number
(212) 407-1000
Established
New York since 07/07/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
80

FINRA licenses (50 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MIRAE ASSET SECURITIES HOLDINGS (USA) INC.OWNER
DROZEN, ALEKSANDRA ANNACHIEF COMPLIANCE OFFICER5038521
HANUKA, DANIEL MORRISPRINCIPAL FINANCIAL OFFICER & CFO3032158
PATEL, JITENDRA NATVARINTERIM PRINCIPAL OPERATIONS OFFICER4591310
RYU, JAEHONGPRESIDENT AND CHIEF EXECUTIVE OFFICER5905493

Disclosures

Regulatory Event2

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Company Information

MIRAE ASSET SECURITIES (USA) INC.

CRD#: 30679New York, NY 10019

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