Kathy B. Ellis
ELLIS FINANCIAL PLANNING | CFP®
CLARKSVILLE, TN 37043
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CRD#: 2537108
Professional summary
Kathy Barlar Ellis, CFP®, who also goes by Kathy B Ellis, Kathy Barlar Ellis, Kathy Lynn Ellis, is a registered financial advisor currently at ELLIS FINANCIAL PLANNING located in Clarksville, Tennessee.
Kathy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kathy has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Financial planning
Insurance
Trust & estate planning
Trading individual securities
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
Kathy B Ellis | Kathy Barlar Ellis | Kathy Lynn Ellis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) Ellis & Company, Inc; Investment Related; 2681 Townsend Ct Ste A, Clarksville, TN, 37043, United States; Support Company; Owner; Start Date: 10/15/1999 ; 2-10 hours devoted monthly; 2-10 hours devoted monthly during trading hours; I am President and owner Eric Ellis is Secretary of Ellis & Company, Inc. has ownership position as well. (2.) Lone Oak Baptist Church; Investment Related; 3685 Hwy 48 Cunningham, TN 37052; Church; Non-profit; Committee/Board Member; Start Date: 12/26/2024; 1 hour devoted monthly; 0 hours devoted during trading hours; Committee oversees the finances of the church. (3.) Ellis & Company Building; Not Investment Related; 2681 Townsend Ct. Clarksville, TN 37043; Office Building for Rent; Sole Owner; Start Date: 09/2019; 1 hour devoted monthly; 0 hours devoted during trading hours; Office building rented to Ellis & Company for Ellis Financial Planning. (4.) Austin Peay State University College of Business Advisory Board; Not Investment Related; Kimbrough Building Marion Street; Volunteer Board Member; Start Date: 2020; 0 hours devoted monthly; 3 hours devoted yearly during trading hours; Attend annual meeting in October each year for about 3 hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kathy Barlar Ellis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 29, 2024 - Present
ELLIS FINANCIAL PLANNING
Office #1: 2681 Townsend Ct., Clarksville, TN 37043RIA
CRD#: 333092
CLARKSVILLE, TN
Past
January 2, 2009 - October 31, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CLARKSVILLE, TN
Past
January 23, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
BRENTWOOD, TN
Past
October 15, 1999 - October 31, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BRENTWOOD, TN
Past
October 2, 1997 - November 10, 1999
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Past
February 1, 1997 - October 7, 1997
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
November 20, 1996 - February 1, 1997
AMERISTAR CAPITAL MARKETS, INC.
BD
CRD#: 17068
Past
September 21, 1994 - November 18, 1996
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ELLIS FINANCIAL PLANNING
BRAMBLE WEALTH PLANNING | GOOD STEWARD WEALTH ADVISERS LLC | ELLIS FINANCIAL PLANNING | BRAMBLE WEALTH PLANNING LLC
CRD#: 333092 / SEC#: 801-131209
RIA
Registered Investment Advisory firm - (9/30/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(10/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EF
ELLIS FINANCIAL PLANNING
BRAMBLE WEALTH PLANNING | GOOD STEWARD WEALTH ADVISERS LLC | ELLIS FINANCIAL PLANNING | BRAMBLE WEALTH PLANNING LLC
CRD#: 333092 / SEC#: 801-131209
RIA
Registered Investment Advisory firm - (9/30/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2681 Townsend Ct., Clarksville, TN 37043
Mailing Address
Phone number
(931) 905-0050
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 774 |
| AUM (Assets Under Management) | $ 140,529,422 |
Red Flags
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Company Information
ELLIS FINANCIAL PLANNING
CFP®CRD#: 333092Clarksville, TN 37043TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
