Franklin T. Hurley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Timothy Hurley was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1972. Franklin had worked at 23 firms and has passed the Series 63, Series 55, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2007 - January 24, 2012
DINOSAUR FINANCIAL GROUP, L.L.C
April 4, 2007 - July 2, 2007
NATIONAL SECURITIES CORPORATION
April 19, 2005 - April 4, 2007
DINOSAUR FINANCIAL GROUP, L.L.C
January 19, 2005 - April 1, 2005
NORTHEAST SECURITIES, LLC
September 2, 2003 - January 5, 2005
DINOSAUR FINANCIAL GROUP, L.L.C
December 3, 2002 - September 4, 2003
RED-HORSE SECURITIES, LLC
August 28, 2002 - November 6, 2002
DINOSAUR FINANCIAL GROUP, L.L.C
March 28, 2002 - August 6, 2002
ENDATUM SECURITIES, INC.
October 26, 2001 - August 6, 2002
SAGIENT SECURITIES
May 31, 2000 - November 30, 2001
REDWOOD BROKERAGE LLC
April 12, 2000 - May 30, 2000
REDWOOD BROKERAGE LLC
December 12, 1994 - August 11, 2000
PCH SECURITIES, INC.
March 24, 1994 - February 23, 1995
HAPOALIM SECURITIES USA, INC.
May 20, 1992 - February 8, 1994
MIDWOOD SECURITIES, INC.
August 28, 1991 - April 24, 1992
KC MAY SECURITIES CORP.
January 30, 1991 - August 13, 1991
JESUP & LAMONT SECURITIES CO., INC.
April 19, 1990 - November 28, 1990
SECURITIES SETTLEMENT CORPORATION
December 7, 1988 - February 7, 1990
JJC SECURITIES CO., INC.
January 4, 1988 - August 25, 1988
LABRANCHE FINANCIAL SERVICES, LLC
October 28, 1987 - December 23, 1987
SLS SECURITIES COMPANY
May 31, 1985 - September 8, 1987
HAAS SECURITIES CORPORATION
April 3, 1984 - May 28, 1985
JSC SECURITIES, INC.
April 11, 1979 - July 11, 1979
TP ICAP GLOBAL MARKETS AMERICAS LLC
June 14, 1977 - November 17, 1977
SAN FRANCISCO INVESTMENT CORPORATION
January 19, 1977 - April 30, 1977
WILLIAM J. GREEN & CO.
October 6, 1976 - January 19, 1977
BRAINARD, JUDD & CO.
August 29, 1972 - October 19, 1975
LOEB RHOADES & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/15/2002
Limited Representative-Equity Trader ExamSeries 1
Date: 8/24/1972
Registered Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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