Frank G. Hurley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank George Hurley was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1967. Frank had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 5, Series 1 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2017 - April 8, 2019
VAN CLEMENS & CO. INCORPORATED
August 17, 2011 - October 24, 2014
FELTL & COMPANY
September 18, 1984 - March 11, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
September 7, 1982 - September 20, 1984
MORGAN STANLEY DW INC.
March 1, 1982 - October 26, 1982
E. F. HUTTON & COMPANY INC
January 31, 1980 - February 14, 1982
UBS FINANCIAL SERVICES INC.
December 12, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
November 21, 1974 - December 30, 1979
CRAIG-HALLUM, INC.
February 3, 1971 - July 10, 1974
LAMSON BROS & CO I
October 17, 1967 - February 1, 1971
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationSeries 1
Date: 10/4/1961
Registered Representative ExaminationSeries 000
Date: 9/15/1961
General Securities Principal ExaminationCurrent Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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