Lance A. Hurley
Some features on this profile are disabled
CRD#: 253691
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Austin Hurley, CFP®, who also goes by Clyde Lanham Hurley III, Clyde Lanham Hurley, Lance Hurley, Lanham Clyde Hurley, Lanny Hurley, was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1971. Lance had worked at 17 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Clyde Lanham Hurley Iii | Clyde Lanham Hurley | Lance Hurley | Lanham Clyde Hurley | Lanny Hurley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1980
Experience
Past
October 11, 2006 - December 31, 2007
MWA FINANCIAL SERVICES INC.
BD
CRD#: 112630
MESA, AZ
Past
June 11, 2004 - December 31, 2005
MWA FINANCIAL SERVICES INC.
BD
CRD#: 112630
ROCK ISLAND, IL
Past
February 19, 2004 - May 13, 2004
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
April 7, 2003 - December 16, 2003
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
October 29, 2002 - January 9, 2003
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
March 16, 2001 - October 25, 2002
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
October 10, 2000 - April 11, 2001
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
May 15, 2000 - November 13, 2000
LAWSON FINANCIAL CORPORATION
BD
CRD#: 15261
PHOENIX, AZ
Past
July 13, 1998 - May 18, 2000
NORTHSTAR SECURITIES, INC.
BD
CRD#: 11247
DALLAS, TX
Past
February 5, 1997 - December 9, 1998
DOMINION CAPITAL CORPORATION
BD
CRD#: 18837
DALLAS, TX
Past
February 5, 1996 - February 3, 1997
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
January 21, 1991 - December 31, 1995
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
March 23, 1990 - January 31, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
Past
March 23, 1990 - January 31, 1991
OSAIC FA, INC.
BD
CRD#: 3978
Past
February 7, 1989 - January 31, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
February 7, 1989 - January 31, 1991
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
September 14, 1987 - January 30, 1989
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
Past
June 16, 1980 - September 15, 1987
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
March 15, 1979 - June 27, 1980
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
May 5, 1977 - August 6, 1978
SECURITIES RESOURCE GROUP, LTD.
BD
CRD#: 6037
Past
November 8, 1976 - April 21, 1977
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
March 18, 1971 - September 5, 1975
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MWA FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC. | MWA FINANCIAL SERVICES, INC.
CRD#: 112630 / SEC#: 801-107091, 8-53255
RIA
Registered Investment Advisory firm - SEC (1/4/2016 Approved)Alabama
Registered Investment Advisory firm - SEC (4/11/2016 Terminated)Arizona
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)California
Registered Investment Advisory firm - SEC (1/3/2010 Terminated)Colorado
Registered Investment Advisory firm - SEC (1/28/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (1/26/2016 Terminated)Georgia
Registered Investment Advisory firm - SEC (2/12/2016 Terminated)Idaho
Registered Investment Advisory firm - SEC (12/1/2011 Terminated)Illinois
Registered Investment Advisory firm - SEC (1/20/2016 Terminated)Indiana
Registered Investment Advisory firm - SEC (1/29/2016 Terminated)Iowa
Registered Investment Advisory firm - SEC (1/28/2016 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Louisiana
Registered Investment Advisory firm - SEC (12/18/2013 Terminated)Maine
Registered Investment Advisory firm - SEC (2/2/2016 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Michigan
Registered Investment Advisory firm - SEC (2/2/2016 Terminated)Minnesota
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Mississippi
Registered Investment Advisory firm - SEC (12/13/2013 Terminated)Nebraska
Registered Investment Advisory firm - SEC (1/20/2016 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/13/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/28/2016 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (12/12/2013 Terminated)South Dakota
Registered Investment Advisory firm - SEC (1/20/2016 Terminated)Tennessee
Registered Investment Advisory firm - SEC (3/29/2016 Terminated)Texas
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Virginia
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (1/21/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 1
Date: 3/13/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
MF
MWA FINANCIAL SERVICES INC.
MWA FINANCIAL SERVICES INC. | MWA FINANCIAL SERVICES, INC.
CRD#: 112630 / SEC#: 801-107091, 8-53255
RIA
Registered Investment Advisory firm - SEC (1/4/2016 Approved)Alabama
Registered Investment Advisory firm - SEC (4/11/2016 Terminated)Arizona
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)California
Registered Investment Advisory firm - SEC (1/3/2010 Terminated)Colorado
Registered Investment Advisory firm - SEC (1/28/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (1/26/2016 Terminated)Georgia
Registered Investment Advisory firm - SEC (2/12/2016 Terminated)Idaho
Registered Investment Advisory firm - SEC (12/1/2011 Terminated)Illinois
Registered Investment Advisory firm - SEC (1/20/2016 Terminated)Indiana
Registered Investment Advisory firm - SEC (1/29/2016 Terminated)Iowa
Registered Investment Advisory firm - SEC (1/28/2016 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Louisiana
Registered Investment Advisory firm - SEC (12/18/2013 Terminated)Maine
Registered Investment Advisory firm - SEC (2/2/2016 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Michigan
Registered Investment Advisory firm - SEC (2/2/2016 Terminated)Minnesota
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Mississippi
Registered Investment Advisory firm - SEC (12/13/2013 Terminated)Nebraska
Registered Investment Advisory firm - SEC (1/20/2016 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/13/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/28/2016 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (12/12/2013 Terminated)South Dakota
Registered Investment Advisory firm - SEC (1/20/2016 Terminated)Tennessee
Registered Investment Advisory firm - SEC (3/29/2016 Terminated)Texas
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Virginia
Registered Investment Advisory firm - SEC (1/27/2016 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (1/21/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1701 1st Avenue, Rock Island, IL 61201
Mailing Address
1701 1st Avenue, Rock Island, IL 61201
Phone number
(309) 558-3100
Established
Illinois since 02/02/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
674
SEC notice filing (48 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MODERN WOODMEN OF AMERICA | PARENT CO. | |
| BOHNERT, LESTER LEE | DIRECTOR | 6933862 |
| DOYLE, SHEA EUGENE | SECRETARY/DIRECTOR | 4577202 |
| EIGENBROD, NEIL THOMAS | FINOP | 5615693 |
| JENSEN, DAWN M | CHIEF OPERATIONS OFFICER | 4936560 |
| LYPHOUT, JERALD JAMES | DIRECTOR | 4148959 |
| POGEMILLER, CLINT JOSEPH | PRESIDENT/CHAIRMAN | 2977743 |
| RECH, KELLIE MARIE | CHIEF COMPLIANCE OFFICER | 4863283 |
| SIMMS, CHARLES EDMUND | DIRECTOR | 2553306 |
| SWANSON, TODD DAVID | TREASURER | 4844282 |
| VAN, BRETT MATTHEW | DIRECTOR | 6543047 |
Regulatory assets under management
| Total Number of Accounts | 2,298 |
| AUM (Assets Under Management) | $ 376,859,066 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
