Christi J. Mcgown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christi J Mcgown, who also goes by Christi Jo Mc Gown, Christi Jo Mcgown, was a registered financial professional .
Christi is a previously registered financial professional and started their career in finance in 1995. Christi had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2012 - January 28, 2015
PNC WEALTH MANAGEMENT LLC
August 14, 2012 - January 28, 2015
PNC WEALTH MANAGEMENT LLC
February 24, 2009 - July 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2006 - February 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2006 - July 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 2004 - August 25, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
September 17, 2003 - October 26, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 24, 2002 - August 25, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
September 27, 2000 - January 3, 2002
IDS LIFE INSURANCE COMPANY
September 27, 2000 - January 3, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
November 5, 1999 - September 18, 2000
WELLS FARGO CLEARING SERVICES, LLC
February 5, 1999 - November 5, 1999
FIRST CLEARING, LLC
December 16, 1998 - February 5, 1999
FIRST UNION CAPITAL MARKETS CORP.
January 25, 1995 - December 3, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
