Warren K. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Warren Keith Hill SR, who also goes by Warren Keith Hill, was a registered financial professional .
Warren is a previously registered financial professional and started their career in finance in 1994. Warren had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2023 - August 25, 2023
BANKERS LIFE ADVISORY SERVICES, INC.
August 9, 2023 - August 25, 2023
BANKERS LIFE SECURITIES, INC.
June 20, 2023 - July 25, 2023
TAVCO FINANCIAL ADVISORY, INC
April 26, 2023 - July 25, 2023
THE TAVENNER COMPANY
September 18, 2017 - April 25, 2023
GWN SECURITIES INC.
September 18, 2017 - April 25, 2023
GWN SECURITIES INC.
August 29, 2007 - September 18, 2017
W.H. COLSON & ASSOCIATES, INC.
April 25, 2003 - September 18, 2017
W. H. COLSON SECURITIES, INC.
July 8, 2000 - October 14, 2002
OSAIC FS, INC.
May 22, 2000 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
May 1, 1996 - December 31, 1998
NATIONAL PLANNING CORPORATION
February 10, 1995 - February 7, 1996
WS GRIFFITH SECURITIES, INC.
October 5, 1994 - January 17, 1995
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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