Lenny Salvatorelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lenny Salvatorelli was a registered financial professional .
Lenny is a previously registered financial professional and started their career in finance in 1994. Lenny had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - May 1, 2020
SANTANDER SECURITIES LLC
February 25, 2015 - May 1, 2020
SANTANDER SECURITIES LLC
December 2, 2009 - February 19, 2015
CITIZENS SECURITIES, INC.
December 1, 2009 - February 19, 2015
CITIZENS SECURITIES, INC.
October 12, 2005 - December 9, 2009
PNC WEALTH MANAGEMENT LLC
October 12, 2005 - December 9, 2009
PNC WEALTH MANAGEMENT LLC
October 20, 2004 - October 4, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - October 4, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 27, 2002 - October 20, 2004
QUICK & REILLY, INC.
August 7, 2000 - October 20, 2004
QUICK & REILLY, INC.
June 4, 1998 - August 7, 2000
FLEET ENTERPRISES, INC.
December 13, 1994 - January 5, 1995
JOSEPHTHAL & CO., INC.
October 31, 1994 - December 12, 1994
INVESTORS ASSOCIATES, INC.
Primary Firm SEC Registration
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
