Alex M. Sandhaus

QUASAR DISTRIBUTORS

New York, NY 10022

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CRD#: 2536620

Professional summary

Alex M Sandhaus, who also goes by Alex Sandhaus, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in New York, New York.

Alex is registered as a RR (Registered Representative) and started their career in finance in 1994. Alex has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alex Sandhaus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alex M Sandhaus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 10 E 53rd Street 32nd Floor, New York, NY 10022

CRD#: 103848

New York, NY

Past

June 4, 2014 - January 22, 2019

OPTIMA SECURITIES LLC

CRD#: 168881

NEW YORK, NY

Past

October 29, 2004 - September 27, 2011

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

June 21, 2000 - October 19, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 29, 1994 - June 22, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/15/2025)

Florida
(5/16/2025)

New York
(9/19/2024)

Exams

State Security Law Exam

Series 63

Date: 9/16/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/7/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/20/1995

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/28/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Alex M. Sandhaus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alex M Sandhaus's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMA SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/2024

Series 65

Date: 3/7/1996

SIE

Date: 10/1/2018

Series 3

Date: 9/20/1995

Series 7

Date: 9/28/1994

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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