Jonathan M. Glick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Micah Glick, who also goes by Jonathan Micah Lewisglick, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1995. Jonathan had worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 56, Series 87, Series 55, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2019 - June 27, 2022
PARKSIDE SECURITIES, INC.
September 25, 2013 - May 16, 2016
FANTEX BROKERAGE SERVICES, LLC
September 10, 2007 - July 23, 2012
CUTLER GROUP, LLC
June 10, 2005 - September 20, 2007
MONTGOMERY & CO., LLC
September 6, 2002 - May 24, 2005
CITIZENS JMP SECURITIES, LLC
March 27, 2000 - August 19, 2002
ROBERTSON STEPHENS, INC.
May 16, 1995 - March 17, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 8/10/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 5/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
PARKSIDE SECURITIES, INC.
CRD#: 288004 / SEC#: , 8-69921
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
