Robert K. Hurd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Kay Hurd was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2004 - January 31, 2018
BMA SECURITIES, LLC
February 13, 2002 - April 1, 2004
AARON CAPITAL INCORPORATED
September 9, 1981 - October 7, 2004
J. ALEXANDER SECURITIES, INC.
May 1, 1972 - July 27, 1981
JOSEPH SEBAG INCORPORATED
March 18, 1970 - May 29, 1972
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/7/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 3/9/1970
Registered Representative ExaminationSeries 40
Date: 11/7/1978
Registered Principal ExaminationCurrent Firm
BMA SECURITIES, LLC
CRD#: 108219 / SEC#: , 8-53073
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
