Sean C. Lawson
Professional summary
Sean Christopher Lawson is a registered financial professional currently at INTEGRITY BROKERAGE, LLC located in Seattle, Washington and GLOBAL DIGITAL MARKETS located in Newport Beach, California.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1994. Sean has worked at 22 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 3, Series 31, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Christopher Lawson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2022 - Present
INTEGRITY BROKERAGE, LLC
Office #1: 720 Seneca St Ste 107, Seattle, WA 98101June 27, 2023 - Present
GLOBAL DIGITAL MARKETS
Office #1: 120 Newport Center Drive Suite 50, Newport Beach, CA 92660January 24, 2023 - April 16, 2025
CAPULENT LLC
March 7, 2017 - December 31, 2020
CAMBRIA CAPITAL, LLC
March 7, 2017 - December 31, 2020
CAMBRIA CAPITAL, LLC
August 31, 2016 - March 20, 2018
STANDARD INVESTMENT CHARTERED INCORPORATED
August 31, 2016 - May 5, 2020
BUTTONWOOD TREE MANAGEMENT, LLC
August 23, 2016 - June 16, 2017
STANDARD INVESTMENT CHARTERED INCORPORATED
August 3, 2016 - February 8, 2023
DIGITAL OFFERING LLC
July 25, 2013 - February 28, 2014
VERTICAL CAPITAL ASSET MANAGEMENT, LLC
February 17, 2011 - February 28, 2014
VERTICAL CAPITAL SECURITIES, LLC
July 26, 2010 - May 4, 2011
CABIN SECURITIES, INC.
March 17, 2010 - June 7, 2010
CABIN SECURITIES, INC.
July 9, 2009 - August 25, 2009
AFA ADVISOR SERVICES LLC
July 8, 2009 - August 25, 2009
AFA FINANCIAL GROUP, LLC
January 29, 2009 - May 15, 2009
FIRST ALLIED SECURITIES, INC.
April 19, 2007 - May 15, 2009
FIRST ALLIED SECURITIES, INC.
December 16, 2004 - April 16, 2007
LPL FINANCIAL LLC
December 3, 2004 - April 16, 2007
LPL FINANCIAL LLC
November 21, 2002 - October 1, 2003
QUICK & REILLY, INC.
April 18, 2001 - October 1, 2003
QUICK & REILLY, INC.
April 4, 2000 - April 2, 2001
FISERV INVESTOR SERVICES, INC.
September 1, 1999 - February 29, 2000
MORGAN STANLEY DW INC.
December 9, 1998 - September 7, 1999
UBS FINANCIAL SERVICES INC.
July 18, 1997 - October 19, 1998
MOMENTUM INDEPENDENT NETWORK INC.
May 30, 1997 - August 6, 1997
CULLUM & SANDOW SECURITIES, INC.
February 8, 1996 - May 1, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 1994 - December 21, 1994
PHILLIPS & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2022)
(1/23/2025)
(3/18/2025)
(5/5/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
GLOBAL DIGITAL MARKETS
CRD#: 298720 / SEC#: , 8-70303
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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