Zakary W. Karmikel

EXECUTIVE ASSET ADVISORS LLC

TUCSON, AZ

Some features on this profile are disabled

CRD#: 2536328

Professional summary

Zakary Wayne Karmikel, who also goes by Wayne A Olejniczak, is a registered financial advisor currently at EXECUTIVE ASSET ADVISORS LLC located in Tucson, Arizona.

Zakary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Zakary has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wayne A Olejniczak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM MANAGER IN THE FINANCE DEPARTMENT AND REVIEW THE FINANCIALS, POLICIES AND CONTROLS. I STARTED WITH ASARCO IN DECEMBER 2013. ASARCO IS A MINING COMPANY LOCATED IN TUCSON ARIZONA AND IT IS NOT INVESTMENT RELATED. I WORK 40 HOURS A WEEK FROM 8-5.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zakary Wayne Karmikel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2003 - Present

EXECUTIVE ASSET ADVISORS LLC

RIA

CRD#: 124369

TUCSON, AZ

Past

February 5, 2003 - December 31, 2024

EXECUTIVE ASSET ADVISORS LLC

RIA

CRD#: 124369

TUCSON, AZ

Past

September 6, 1994 - January 13, 1995

DICKINSON & CO.

CRD#: 689

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/5/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/1994

General Securities Representative Examination

Current Firm

EXECUTIVE ASSET ADVISORS LLC

EXECITIVE ASSET ADVISORS LLC | KARMIKEL INVESTMENTS LLC | KARMIKEL INVESTMENTS | EXECUTIVE ASSET ADVISORS LLC

CRD#: 124369 / SEC#:

Arizona

Registered Investment Advisory firm - (2/4/2003 Approved)

Nevada

Registered Investment Advisory firm - (11/18/2004 Terminated)

Utah

Registered Investment Advisory firm - (11/18/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Tucson, AZ

Mailing Address

Phone number

(602) 319-1233

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 12,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Zakary W. Karmikel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zakary Wayne Karmikel's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXECUTIVE ASSET ADVISORS LLC

EXECUTIVE ASSET ADVISORS LLC

DICKINSON & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/2002

Series 63

Date: 9/9/1994

Series 7

Date: 9/2/1994

Current Firm

EXECUTIVE ASSET ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EXECUTIVE ASSET ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors