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MH

Mark I. Hurant

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CRD#: 253632
MH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Ira Hurant, who also goes by Mark I Hurant, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1970. Mark had worked at 6 firms and has passed the Series 63, PC and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mark I Hurant

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 3, 2011 - April 9, 2012

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
RED BANK, NJ
Past

September 28, 2006 - September 13, 2010

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
RED BANK, NJ
Past

September 5, 2006 - September 27, 2006

GLB TRADING, INC

BD
CRD#: 125363
CHICAGO, IL
Past

January 8, 2004 - January 19, 2006

KEANE SECURITIES CO., INC.

BD
CRD#: 8452
NEW YORK, NY
Past

December 1, 1995 - November 12, 2003

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 31, 1973 - December 4, 1995

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

July 8, 1970 - October 6, 1973

SEIDEN & DE CUEVAS INCORPORATED

BD
CRD#: 1000001

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/16/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
PC
Date: 5/27/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 6/29/1970
Registered Representative Examination

Current Firm


JT
J.P. TURNER & COMPANY, L.L.C.
J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: , 8-50156

BD
Terminated by SEC on 04/04/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Georgia since 04/11/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BRAVES AQUISITION LLCMEMBER
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures


Regulatory Event30
Arbitration12

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

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