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LW

Lloyd F. Wright

INFINITY FINANCIAL SERVICES
Sunriver, OR
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CRD#: 2536308
LW

Professional summary


Lloyd Frederick Wright, who also goes by Fred Wright, Lloyd F Wright, is a registered financial professional currently at INFINITY FINANCIAL SERVICES located in Sunriver, Oregon.

Lloyd is registered as a RR (Registered Representative) and started their career in finance in 1994. Lloyd has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Fred Wright | Lloyd F Wright

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lloyd Frederick Wright's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 28, 2017 - Present

INFINITY FINANCIAL SERVICES

BD
CRD#: 144302
Sunriver, OR
Past

June 28, 2017 - December 31, 2020

INFINITY FINANCIAL SERVICES

RIA
CRD#: 144302
OAKLAND, CA
Past

December 20, 2013 - July 5, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
SUNRIVER, OR
Past

December 20, 2013 - July 5, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
SUNRIVER, OR
Past

October 2, 2003 - January 10, 2014

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
SPOKANE, WA
Past

August 27, 2003 - January 10, 2014

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
SPOKANE, WA
Past

October 30, 2000 - August 27, 2001

METROPOLITAN INVESTMENT SECURITIES, INC.

BD
CRD#: 14146
SPOKANE, WA
Past

March 2, 1998 - July 26, 2000

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

November 15, 1994 - March 2, 1998

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/6/2024)
RR
Oregon
(6/28/2017)
RR
Washington
(6/28/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/10/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IF
INFINITY FINANCIAL SERVICES
INFINITY FINANCIAL SERVICES | MAR VISTA INSURANCE AGENCY DBA INFINITY FINANCIAL SERVICES | INFINITY SECURITIES, INC. | INFINITY FINANVIAL SERVICES

CRD#: 144302 / SEC#: , 8-67647

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
212 9th Street Suite 202, Oakland, CA 94607
Phone number
(510) 588-8000
Established
California since 01/17/2007
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
GILBERT, GREGORY BURTONPRESIDENT, CHIEF COMPLIANCE OFFICER, SROP/CROP, MUNICIPAL PRINCIPAL3119457
PALICA, ANETA MARTAFINOP7948716

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INFINITY FINANCIAL SERVICES

CRD#: 144302Sunriver, OR

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