David D. Ritter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Dennis Ritter was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2018 - February 1, 2023
DOEREN MAYHEW CAPITAL ADVISORS, LLC
June 27, 2016 - April 8, 2018
DCF, LLC
July 14, 1997 - November 18, 1999
WAMU INVESTMENTS, INC.
January 9, 1995 - July 14, 1997
ASB FINANCIAL SERVICES
October 19, 1994 - November 15, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOEREN MAYHEW CAPITAL ADVISORS, LLC
CRD#: 288269 / SEC#: , 8-69931
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
