Penny B. Marchand

CAMBRIDGE FINANCIAL GROUP

TUCSON, AZ 85704

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CRD#: 2536224

Professional summary

Penny Boone Marchand, CFP®, who also goes by Penny B Marchand, is a registered financial advisor currently at CAMBRIDGE FINANCIAL GROUP, LLC located in Tucson, Arizona.

Penny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Penny has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Penny B Marchand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Penny Boone Marchand's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

December 17, 2001 - Present

CAMBRIDGE FINANCIAL GROUP, LLC

Office #1: 6700 N. Oracle Suite 324, Tucson, AZ 85704

RIA

CRD#: 117428

TUCSON, AZ

Past

October 7, 1997 - May 6, 1998

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

October 4, 1996 - October 24, 1997

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

September 13, 1994 - February 8, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 13, 1994 - February 8, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE FINANCIAL GROUP, LLC

CAMBRIDGE FINANCIAL GROUP, LLC | MARCHAND, PENNY BOONE

CRD#: 117428 / SEC#: 801-110472

RIA

Registered Investment Advisory firm - (4/24/2017 Approved)

Arizona

Registered Investment Advisory firm - (5/30/2017 Terminated)

California

Registered Investment Advisory firm - (6/29/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/17/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/10/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/12/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAMBRIDGE FINANCIAL GROUP, LLC

CAMBRIDGE FINANCIAL GROUP, LLC | MARCHAND, PENNY BOONE

CRD#: 117428 / SEC#: 801-110472

RIA

Registered Investment Advisory firm - (4/24/2017 Approved)

Arizona

Registered Investment Advisory firm - (5/30/2017 Terminated)

California

Registered Investment Advisory firm - (6/29/2017 Terminated)

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Contact information

Main Address

6700 N. Oracle Rd. Suite 324, Tucson, AZ 85704

Mailing Address

Phone number

(520) 531-0550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CFG ADV PART 2A ANNUAL AMENDMENT V.01.23.25 (1/23/2025)

Regulatory assets under management

Total Number of Accounts	1,372
AUM (Assets Under Management)	$ 538,870,193

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Penny B. Marchand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Penny Boone Marchand's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE FINANCIAL GROUP, LLC

SECURITIES AMERICA, INC.

AVANTAX INVESTMENT SERVICES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CAMBRIDGE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/1995

Series 63

Date: 9/12/1994

Series 7

Date: 3/10/1999

Series 6

Date: 9/12/1994

Current Firm

CAMBRIDGE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAMBRIDGE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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