Penny B. Marchand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Penny Boone Marchand, CFP®, who also goes by Penny B Marchand, was a registered financial professional .
Penny is a previously registered financial professional and started their career in finance in 1994. Penny had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
December 17, 2001 - April 28, 2026
CAMBRIDGE FINANCIAL GROUP, LLC
October 7, 1997 - May 6, 1998
SECURITIES AMERICA, INC.
October 4, 1996 - October 24, 1997
AVANTAX INVESTMENT SERVICES, INC.
September 13, 1994 - February 8, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 13, 1994 - February 8, 1995
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CAMBRIDGE FINANCIAL GROUP, LLC
CRD#: 117428 / SEC#: 801-110472
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE FINANCIAL GROUP, LLC
CRD#: 117428 / SEC#: 801-110472
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,372 |
| AUM (Assets Under Management) | $ 538,870,193 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
