Edward M. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Michael Kelly, who also goes by Edward Michael Kelly Mr, Ted Kelly, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1994. Edward had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2020 - October 20, 2022
VIRTU AMERICAS LLC
May 5, 2008 - June 1, 2020
VIRTU ITG LLC
September 14, 2006 - May 20, 2008
LAVA TRADING, INC.
March 31, 2006 - August 2, 2006
JEFFERIES LLC
January 11, 2000 - January 11, 2006
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
January 23, 1998 - December 21, 1999
CITICORP INVESTMENT SERVICES
February 16, 1996 - January 1, 1998
TD AMERITRADE, INC.
December 19, 1994 - February 9, 1996
W.J. NOLAN & COMPANY, INC.
September 7, 1994 - November 30, 1994
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/15/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 1/21/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
