Lawrence R. Buettner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Reed Buettner, who also goes by Lawrence A Buettner, Lucky Buettner, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2000. Lawrence had worked at 3 firms and has passed the Series 63, SIE, Series 99, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - December 13, 2018
B&A CAPITAL, INC.
April 17, 2009 - December 21, 2009
MEMPHIS CAPITAL
April 20, 2000 - April 17, 2007
ENERGY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
B&A CAPITAL, INC.
CRD#: 150303 / SEC#: , 8-68244
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
