Mark V. Pettinga
Professional summary
Mark Victor Pettinga, CFP® is a registered financial advisor currently at PETTINGA FINANCIAL ADVISORS, LLC located in Vero Beach, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mark has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Victor Pettinga's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
December 20, 2011 - Present
PETTINGA FINANCIAL ADVISORS, LLC
April 3, 1996 - March 15, 2011
PETTINGA FINANCIAL ADVISORS INC
Primary Firm SEC Registration
PETTINGA FINANCIAL ADVISORS, LLC
CRD#: 156369 / SEC#: 801-72154
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/13/2020)
(12/20/2011)
(4/22/2017)
Current Firm
PETTINGA FINANCIAL ADVISORS, LLC
CRD#: 156369 / SEC#: 801-72154
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,184 |
| AUM (Assets Under Management) | $ 1,112,782,969 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 04/30/2025 | ||
| 01/15/2024 |
Red Flags
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