Kristine L. Matarazzo
Professional summary
Kristine Lucia Matarazzo is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Kristine is registered as a RR (Registered Representative) and started their career in finance in 2004. Kristine has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristine Lucia Matarazzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2021 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701January 30, 2017 - January 24, 2020
NATIONAL SECURITIES CORPORATION
April 1, 2013 - March 24, 2015
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 11, 2013 - April 29, 2013
LINKBROKERS DERIVATIVES LLC
June 10, 2010 - January 4, 2013
ELEVATION, LLC
June 9, 2006 - March 10, 2010
MF GLOBAL INC.
May 21, 2004 - June 12, 2006
GFI SECURITIES LLC
January 21, 2004 - April 19, 2004
BURLINGTON CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2021)
(12/15/2021)
(12/16/2021)
Exams
FINRA
Nasdaq Stock Market
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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