Richard E. Bolton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Edward Bolton was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1969. Richard had worked at 9 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 1985 - July 15, 1985
MARVEST SECURITIES, INC.
September 28, 1984 - January 1, 1985
BUNKER SECURITIES CORP.
April 4, 1983 - May 7, 1984
F.N. WOLF & CO., INC.
October 15, 1980 - March 23, 1983
R. E. BOLTON & CO., INC.
October 10, 1978 - December 10, 1980
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
October 26, 1976 - October 17, 1978
FAHNESTOCK INTERNATIONAL INC.
November 25, 1974 - April 8, 1976
ADVEST, INC.
September 14, 1973 - April 1, 1974
MILTON D. BLAUNER & CO.
February 5, 1969 - June 7, 1973
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/3/1969
Registered Representative ExaminationCurrent Firm
MARVEST SECURITIES, INC.
CRD#: 10938 / SEC#: , 8-28488
Contact information
Documents
Red Flags
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