Christine D. Memet
Professional summary
Christine Doreen Memet was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christine is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Christine had worked at 8 firms, which includes PNC WEALTH MANAGEMENT LLC, CHASE INVESTMENT SERVICES CORP., 1ST DISCOUNT BROKERAGE INC., INVEST FINANCIAL CORPORATION, QUEST CAPITAL STRATEGIES INC., ESSEX NATIONAL SECURITIES LLC, IFMG SECURITIES INC., MARKETING ONE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2011 - April 7, 2017
PNC WEALTH MANAGEMENT LLC
February 16, 2011 - April 7, 2017
PNC WEALTH MANAGEMENT LLC
October 15, 2007 - January 21, 2011
CHASE INVESTMENT SERVICES CORP.
June 29, 2007 - January 21, 2011
CHASE INVESTMENT SERVICES CORP.
March 17, 2006 - November 2, 2006
1ST DISCOUNT BROKERAGE, INC.
May 3, 2004 - March 23, 2005
INVEST FINANCIAL CORPORATION
February 18, 2004 - May 6, 2004
PNC WEALTH MANAGEMENT LLC
December 1, 2003 - February 12, 2004
QUEST CAPITAL STRATEGIES, INC.
August 23, 2002 - January 3, 2003
ESSEX NATIONAL SECURITIES, LLC
October 1, 1999 - November 4, 1999
IFMG SECURITIES, INC.
September 3, 1994 - October 1, 1999
MARKETING ONE SECURITIES, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
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