Tami M. Kautzman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tami Marie Kautzman was a registered financial professional .
Tami is a previously registered financial professional and started their career in finance in 1994. Tami had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2017 - November 17, 2017
FIVE 9 SECURITIES, LLC
November 2, 2016 - June 28, 2017
OSPREY PARTNERS LLC
March 14, 2014 - October 31, 2016
MORPHEUS SECURITIES LLC
October 30, 2013 - March 4, 2014
MERRIMAN CAPITAL, INC.
September 12, 1994 - February 10, 1997
NATIONAL PARTNERSHIP EQUITIES,INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIVE 9 SECURITIES, LLC
CRD#: 114853 / SEC#: , 8-53442
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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