Keenan R. Choy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keenan Ray Choy was a registered financial professional .
Keenan is a previously registered financial professional and started their career in finance in 1999. Keenan had worked at 4 firms and has passed the Series 63, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2010 - April 14, 2011
NOMURA SECURITIES NORTH AMERICA, LLC
October 4, 2010 - April 5, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
March 31, 2009 - October 22, 2010
CREDIT SUISSE SECURITIES (USA) LLC
October 16, 2000 - February 20, 2009
CREDIT SUISSE SECURITIES (USA) LLC
July 7, 2000 - October 16, 2000
PERSHING LLC
February 18, 1999 - July 11, 2000
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
NOMURA SECURITIES NORTH AMERICA, LLC
CRD#: 42885 / SEC#: , 8-50057
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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