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LM

Lisa A. Muehlfelt

BELVEDERE TRADING LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2535566
LM

Professional summary

Lisa Ann Muehlfelt, who also goes by Lisa Ann Lacerte, Lisa A Mackey, Lisa Ann Mackey, is a registered financial professional currently at BELVEDERE TRADING LLC located in Chicago, Illinois.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 1994. Lisa has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lisa Ann Lacerte | Lisa A Mackey | Lisa Ann Mackey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Ann Muehlfelt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 1, 2019 - Present

BELVEDERE TRADING LLC

Office #1: 10 S Riverside Plaza Suite 2100, Chicago, IL 60606
BD
CRD#: 132605
Chicago, IL
Past

January 24, 2014 - January 25, 2019

COGNITIVE CAPITAL, LLC

BD
CRD#: 131272
CHICAGO, IL
Past

September 7, 2005 - February 5, 2013

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
CHICAGO, IL
Past

May 3, 2005 - August 2, 2005

CITADEL SECURITIES LLC

BD
CRD#: 116797
MIAMI, FL
Past

May 3, 2005 - August 2, 2005

ARAGON INVESTMENTS, LTD.

BD
CRD#: 37134
CHICAGO, IL
Past

June 25, 2004 - April 19, 2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

September 30, 1998 - June 25, 2004

FIRST OPTIONS OF CHICAGO, INC.

BD
CRD#: 13822
CHICAGO, IL
Past

October 3, 1996 - September 30, 1998

LIT CLEARING SERVICES, INC.

BD
CRD#: 33997
Past

November 1, 1994 - June 21, 1996

FIRST OPTIONS OF CHICAGO, INC.

BD
CRD#: 13822
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/9/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/16/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/12/2005
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/14/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/27/1994
Financial and Operations Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BT
BELVEDERE TRADING LLC
BELVEDERE TRADING LLC

CRD#: 132605 / SEC#: , 8-66612

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
10 S Riverside Plaza Suite 2100, Chicago, IL 60606
Mailing Address
10 S. Riverside Plaza Suite 2100, Chicago, IL 60606
Phone number
(312) 893-3750
Established
Illinois since 01/25/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BELVEDERE GROUP LLCSOLE MEMBER
BABER, YEZDAAN AHMADCHIEF EXECUTIVE OFFICER6229007
FORRER, RICHARDO THOMASCOO/CFO3089279
JONES, BRANDON WILLIAMCHIEF COMPLIANCE OFFICER6469268
MASSARELLI, JOHN JOSEPHDIRECTOR OF RISK3066703
MUEHLFELT, LISA ANNFINOP2535566

Disclosures

Regulatory Event29

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BELVEDERE TRADING LLC

CRD#: 132605Chicago, IL 60606

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