Michael T. Wilson
NWF ADVISORY SERVICES | Financial Advisor
Santa Rosa, CA 95401
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CRD#: 2535458
Professional summary
Michael Travis Wilson, CFP®, who also goes by Mike Wilson, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Santa Rosa, California and OSAIC WEALTH, INC. located in Missoula, Montana.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Insurance Planning
Education Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Mike Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NWF ADVISORY GROUP POSITION: Investment Advisory Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2017 ADDRESS: 2984 Starlight Dr., Missoula MT 59803, United States DESCRIPTION: Manage fee based account and conduct financial plans. 2. MICHAEL T. WILSON, CFP AND HELIX BENEFIT CONSULTANTS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2004 ADDRESS: 2984 Starlight Dr., Missoula MT 59803, United States DESCRIPTION: Life and Health insurance sales and servicing. I am licensed in Montana with a resident Life and Health and in California with a non-resident Life and Health License.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Travis Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
February 6, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 930 Mendocino Ave. #101, Santa Rosa, CA 95401RIA
CRD#: 110410
Santa Rosa, CA
Current
June 22, 1998 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
MISSOULA, MT
Past
June 15, 2011 - February 5, 2013
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SANTA ROSA, CA
Past
July 23, 1998 - April 18, 2017
WHJR ASSOCIATES
RIA
CRD#: 113269
SANTA ROSA, CA
Past
September 21, 1994 - June 22, 1998
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2019)
RR
California(6/25/1998)
IAR
California(2/6/2017)
RR
Massachusetts(3/25/2024)
RR
Minnesota(11/5/2018)
RR
Montana(1/30/2019)
RR
Nevada(3/25/2025)
RR
Pennsylvania(3/27/2023)
RR
Washington(3/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Santa Rosa, CA 95401TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
xxxxxxx
