GE
Gareth J. Evans
BRAINVEST WEALTH MANAGEMENT LLC
Miami, FL 33131
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CRD#: 2535299
GE
Professional summary
Gareth John Vaughan Evans is a registered financial advisor currently at BRAINVEST WEALTH MANAGEMENT LLC located in Miami, Florida and SAXONY SECURITIES, INC. located in Miami, Florida.
Gareth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gareth has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Saxony Securities, Inc. an unaffiliated Broker Dealer to Brainvest Wealth Management LLC. Adviser will maintained his existing broker license for certain legacy and limited brokerage activity. 2) Factor Bikes, non-investment related, No 22, 22nd St, Taichung Industrial Park, Nan-Tung District, Taichung City, 40850 Taiwan, Board Observer, sit in on Board meetings as an observer, Started on 7/26/2021, 2 hours per month during non-trading hours, duties are to observe Board meetings. 3) Brainvest Wealth Management; RIA for Investment-Related business; 1221 Brickell Avenue, Suite 1750, Miami, FL 33131; Investment Advisory Business; Financial Advisor; Started May 2025; 50 hours per month during trading; conducts advisory business through RIA.
CRS (Client Relationship Summary) - RIA
Click below to view Gareth John Vaughan Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2025 - Present
BRAINVEST WEALTH MANAGEMENT LLC
Office #1: 1221 Brickell Ave. Suite 1750, Miami, FL 33131RIA
CRD#: 289743
Miami, FL
Current
July 22, 2014 - Present
SAXONY SECURITIES, INC.
Office #1: 1221 Brickell Ave Suite 1750, Miami, FL 33131BD
CRD#: 115547
Miami, FL
Past
February 2, 2015 - May 9, 2025
ROSE CAPITAL ADVISORS, LLC
RIA
CRD#: 173054
MIAMI BEACH, FL
Past
August 22, 2013 - March 18, 2014
FURTHER LANE SECURITIES, L.P.
BD
CRD#: 38162
NEW YORK, NY
Past
February 24, 2005 - February 10, 2012
DOMINICK & DICKERMAN LLC
BD
CRD#: 7344
NEW YORK, NY
Past
August 23, 2004 - February 28, 2005
LAIDLAW & COMPANY (UK) LTD.
BD
CRD#: 119037
LONDON,
Past
October 3, 1994 - August 23, 2004
SANDS BROTHERS & CO., LTD.
BD
CRD#: 26816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BRAINVEST WEALTH MANAGEMENT LLC
BRAINVEST WEALTH MANAGEMENT LLC
CRD#: 289743 / SEC#: 801-114988
RIA
Registered Investment Advisory firm - (4/11/2019 Approved)Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/6/2022)
RR
District of Columbia(1/11/2022)
RR
Florida(2/17/2015)
IAR
Florida(6/6/2025)
RR
Michigan(2/22/2017)
RR
Minnesota(9/22/2016)
RR
New Jersey(3/4/2022)
RR
New York(10/2/2014)
RR
Texas(1/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BRAINVEST WEALTH MANAGEMENT LLC
BRAINVEST WEALTH MANAGEMENT LLC
CRD#: 289743 / SEC#: 801-114988
RIA
Registered Investment Advisory firm - (4/11/2019 Approved)Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1221 Brickell Ave. Suite 1750, Miami, FL 33131
Mailing Address
1221 Brickell Ave. Suite 1750, Miami, FL 33131
Phone number
(305) 224-8834
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 97 |
| AUM (Assets Under Management) | $ 553,800,718 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRAINVEST WEALTH MANAGEMENT LLC
CRD#: 289743Miami, FL 33131TRUST BUT VERIFY
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