George A. Miller

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CRD#: 2535274

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Austin Miller, who also goes by Chip Miller, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1994. George had worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chip Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SILO PARTNERS, LP INVESTMENT RELATED LOCATED: DALLAS, TX NATURE OF BUSINESS: VEHICLE FOR INVESTING IRA FUNDS, CURRENTLY INACTIVE TITLE: MANAGER/FOUNDER START DATE: 09/01/2009 HOURS/MONTH: 2 HOURS PER MONTH TRADING HOURS PER MONTH: ZERO DESCRIPTION OF DUTIES: NONE; INACTIVE; KEEPING LLC STRUCTURE OPEN 2)REPUBLIC GRILL HOLDINGS LLC NOT INVESTMENT RELATED LOCATED IN DALLAS, TEXAS NATURE OF BUSINESS: RESTAURANT TITLE: INVESTOR START DATE: 09/01/2016 HOURS/MONTH: ZERO TRADING HOURS/MONTH: ZERO DESCRIPTION OF DUTIES: NONE 3)UAVTRAK, LLC Not investment related ADDRESS: Dallas, TX 75209 NATURE: LLC for holding intellectual property TITLE: Manager START DATE: 10/07/2020 HOURS/MONTH: one to five hours/month TRADING HOURS/MONTH: zero DESCRIPTION OF DUTIES: Maintaining the LLC 4)Semper Paratus, LLC Non-Investment related Tallulah, LA 71282 NATURE: LLC to hold rental family real estate TITLE: Member START DATE: 11/01/2021 HOURS/MONTH: 1-5 hours/month TRADING HOURS/MONTH: 0 hours/month DESCRIPTION OF DUTIES: Manage / upkeep the property 5) Harvest Oak Consulting LLC; Investment related; Dallas, TX; Consulting; Consultant/Founder; 01/2023; 6hrs/month during non-trading hours; Consulting - consult on corporate strategy: marketing, financing and industry opportunities. 6) Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 24, 2025 - October 15, 2025

PALOGIC VALUE MANAGEMENT, L.P.

RIA

CRD#: 155133

DALLAS, TX

Past

November 24, 2020 - January 13, 2023

STONEX OUTSOURCED SERVICES LLC

CRD#: 30773

PARK CITY, UT

Past

May 21, 2019 - April 15, 2024

STONEX FINANCIAL INC.

CRD#: 45993

Dallas, TX

Past

September 14, 2017 - May 17, 2019

COWEN PRIME SERVICES LLC

CRD#: 153397

DALLAS, TX

Past

July 23, 2014 - December 31, 2017

COWEN EXECUTION SERVICES LLC

CRD#: 35693

Dallas, TX

Past

July 7, 2009 - September 2, 2014

CONVERGEX PRIME SERVICES LLC

CRD#: 140185

DALLAS, TX

Past

January 20, 2006 - June 26, 2009

STADIUM CAPITAL MANAGEMENT, LLC

RIA

CRD#: 135520

BEND, OR

Past

April 25, 2005 - November 4, 2005

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

February 21, 1997 - September 8, 2003

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

September 4, 1996 - January 29, 1997

HOAK BREEDLOVE WESNESKI & CO.

CRD#: 23728

DALLAS, TX

Past

August 21, 1995 - August 23, 1996

LOEWENBAUM & COMPANY INCORPORATED

CRD#: 26560

AUSTIN, TX

Past

March 1, 1995 - July 19, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 26, 1994 - February 17, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALOGIC VALUE MANAGEMENT, L.P.

CRD#: 155133 / SEC#: 801-120951

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Texas

Registered Investment Advisory firm - (4/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/1/2011

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 12/27/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/6/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2009

General Securities Principal Examination

Current Firm

PALOGIC VALUE MANAGEMENT, L.P.

CRD#: 155133 / SEC#: 801-120951

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Texas

Registered Investment Advisory firm - (4/16/2014 Terminated)

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Contact information

Main Address

8333 Douglas Avenue Suite 775, Dallas, TX 75225

Mailing Address

Phone number

(214) 871-2700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALOGIC VALUE MANAGEMENT, L.P. FORM ADV PART 2A APPENDIX 1: WRAP FEE PROGRAM BROCHURE (3/31/2025)

PALOGIC VALUE MANAGEMENT, L.P. FORM ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 338,520,081

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	3/26/2021
Texas	ERA - Withdrawn	3/26/2021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George A. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONEX OUTSOURCED SERVICES LLC

STONEX FINANCIAL INC.

COWEN PRIME SERVICES LLC

COWEN EXECUTION SERVICES LLC

CONVERGEX PRIME SERVICES LLC

STADIUM CAPITAL MANAGEMENT, LLC

JEFFERIES LLC

JEFFERIES LLC

HOAK BREEDLOVE WESNESKI & CO.

LOEWENBAUM & COMPANY INCORPORATED

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

PALOGIC VALUE MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2025

Series 63

Date: 7/2/2009

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/1/2011

Series 3

Date: 12/27/2009

Series 7

Date: 7/6/2009

Series 24

Date: 7/31/2009

Current Firm

PALOGIC VALUE MANAGEMENT, L.P.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

PALOGIC VALUE MANAGEMENT, L.P.

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